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JT

Jolie Tixier

WESTWIND CAPITAL
Las Cruces, NM 88011
Some features on this profile are disabled
CRD#: 7521051
JT

Professional summary

Jolie Tixier is a registered financial advisor currently at WESTWIND CAPITAL located in Las Cruces, New Mexico.

Jolie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jolie has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Own and manage rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jolie Tixier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2023 - Present

WESTWIND CAPITAL

Office #1: 1800 S. Telshor, Las Cruces, NM 88011
RIA
CRD#: 106802
Las Cruces, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTWIND CAPITAL
LORD SPENCE & ASSOCIATES | WESTWIND CAPITAL | SPENCE ASSET MANAGEMENT | LORD, SPENCE & ASSOCIATES

CRD#: 106802 / SEC#: 801-43661

RIA
Registered Investment Advisory firm - (4/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(11/28/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/2023
Uniform Investment Adviser Law Examination

Current Firm

WC
WESTWIND CAPITAL
LORD SPENCE & ASSOCIATES | WESTWIND CAPITAL | SPENCE ASSET MANAGEMENT | LORD, SPENCE & ASSOCIATES

CRD#: 106802 / SEC#: 801-43661

RIA
Registered Investment Advisory firm - (4/7/1993 Approved)
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Contact information

Main Address
1800 S. Telshor, Las Cruces, NM 88011
Mailing Address
Phone number
(575) 556-8500
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2024 WESTWIND CAPITAL ADV PART 2A (2/10/2025)

Regulatory assets under management

Total Number of Accounts1,945
AUM (Assets Under Management)$ 715,145,223

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/31/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTWIND CAPITAL

CRD#: 106802Las Cruces, NM 88011

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