Daniel J. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jeffrey Schultz, who also goes by Daniel Schultz, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2022. Daniel had worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2022 - November 17, 2024
ENERGY DOMAIN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/26/2022
Operations Professional ExaminationCurrent Firm
ENERGY DOMAIN SECURITIES, LLC
CRD#: 308289 / SEC#: , 8-70513
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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