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BR

Bradley Eugene Roach

NATIONWIDE INVESTMENT ADVISORS
COLUMBUS, OH
·CRD# 7517119·4 years experience

Professional Summary

Bradley Eugene Roach, who also goes by Bradley Roach, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio. Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Bradley has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley Roach

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

NATIONWIDE INVESTMENT ADVISORS, LLC·CRD# 142373
RIA
One Nationwide Plaza 03-07-202, Columbus, OH 43215
March 17, 2026 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
One Nationwide Plaza, Columbus, OH 43215
May 2, 2022 - Present

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Current Firm

NI
NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664
RIA
Registered Investment Advisory firm - SEC (8/30/1996 Approved)

Contact Information

Main Address

One Nationwide Plaza 03-07-202, Columbus, OH 43215

Phone Number

(614) 435-8371

# of Employees

401

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NIA FORM ADV PART 2A BROCHURE (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

251,223

AUM (Assets Under Management)

$16,730,000,000

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/23/2026Cover PageReport
10/25/2024Cover PageReport
01/26/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664
RIA
Registered Investment Advisory firm - SEC (8/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/7/2026)
IAR
Ohio
(3/17/2026)
RR
Ohio
(4/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2026About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed May 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Bradley Eugene Roach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BR
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