Donald A. Spini

SUN VALLEY ADVISORY

Scottsdale, AZ

Some features on this profile are disabled

CRD#: 7516972

Professional summary

Donald A. Spini, who also goes by Don A Spini, Don Spini, Donald A. Spini, is a registered financial advisor currently at SUN VALLEY ADVISORY located in Scottsdale, Arizona.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Donald has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don A Spini | Don Spini | Donald A. Spini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sun Valley Wealth Management, LLC; Investment-related; Scottsdale, AZ; Financial Services - annuity sales; President; President; 01/2024; 120 a month/120during market hours; Managing clients, paying expenses and overseeing the financial aspect of the business. 1. Radio Show personality on Cover your Assets with Logan and Don; investment related; Scottsdale, Arizona; Financial radio show; Co-host; 12/2021 to present; 4-5 hours per month, 4-5 hours during trading, radio show personality.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A. Spini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

SUN VALLEY ADVISORY

RIA

CRD#: 330092

Scottsdale, AZ

Past

September 14, 2022 - May 22, 2023

ENCOMPASS MORE ASSET MANAGEMENT LLC

RIA

CRD#: 322382

Scottsdale, AZ

Past

April 29, 2022 - November 30, 2022

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2022

Uniform Investment Adviser Law Examination

Current Firm

SUN VALLEY ADVISORY

SUN VALLEY ADVISORY | SUN VALLEY ADVISORY, LLC

CRD#: 330092 / SEC#:

Arizona

Registered Investment Advisory firm - (3/25/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17851 N 85th St Suite 270, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 579-3954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 58,112,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donald A. Spini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A. Spini's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUN VALLEY ADVISORY

ENCOMPASS MORE ASSET MANAGEMENT LLC

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2022

Current Firm

SUN VALLEY ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUN VALLEY ADVISORY

TRUST BUT VERIFY

Similar Advisors