Nicholas D. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Douglas Fisher, who also goes by Nick Fisher, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2022. Nicholas had worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2022 - May 7, 2024
ARENA FINANCIAL SERVICES, LLC
May 10, 2022 - May 23, 2022
OBERON SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/18/2022
General Securities Representative ExaminationSeries 79TO
Date: 5/9/2022
Investment Banking Registered Representative ExaminationCurrent Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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