Shmuel Beckerman

SCHONFELD WEALTH MANAGEMENT

BROOKLYN, NY 11219

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CRD#: 7516145

Professional summary

Shmuel Beckerman, who also goes by Sam Beckerman, is a registered financial advisor currently at SCHONFELD WEALTH MANAGEMENT, LLC located in Brooklyn, New York and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Shmuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Shmuel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Sam Beckerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shmuel Beckerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2026 - Present

SCHONFELD WEALTH MANAGEMENT, LLC

Office #1: 1063 63rd Street 9th Floor Suite 9400, Brooklyn, NY, 11219

RIA

CRD#: 342323

BROOKLYN, NY

Current

June 8, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

November 18, 2022 - June 11, 2026

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BROOKLYN, NY

Past

August 9, 2022 - June 11, 2026

PARK AVENUE SECURITIES LLC

CRD#: 46173

BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/8/2026)

Delaware
(6/8/2026)

Florida
(6/8/2026)

Indiana
(6/8/2026)

Maryland
(6/8/2026)

New Jersey
(6/8/2026)

IAR

New Jersey
(6/16/2026)

New York
(6/8/2026)

IAR

New York
(6/8/2026)

Ohio
(6/8/2026)

South Dakota
(6/8/2026)

Texas
(6/8/2026)

IAR

Texas
(6/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/7/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SCHONFELD WEALTH MANAGEMENT, LLC

BSWM HOLDINGS, LLC | SCWM, LLC | SCHONFELD WEALTH MANAGEMENT, LLC

CRD#: 342323 / SEC#: 801-136340

RIA

Registered Investment Advisory firm - (5/21/2026 120-Day Approval)

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Contact information

Main Address

1063 63rd Street 9th Floor Suite 9400, Brooklyn, NY, 11219

Mailing Address

Phone number

(718) 963-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - SCHONFELD WEALTH MANAGEMENT, LLC (6/9/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shmuel Beckerman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shmuel Beckerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHONFELD WEALTH MANAGEMENT, LLC

THE LEADERS GROUP, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2022

Series 7TO

Date: 8/8/2022

SIE

Date: 6/7/2022

FINRA

Current Firm

SCHONFELD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHONFELD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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