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ES

Enes Serenlioglu

UNLU SECURITIES
ISTANBUL,
·CRD# 7516033·2 years experience

Professional Summary

Enes Serenlioglu, who also goes by Enes Serenl?o?lu, is a registered financial advisor currently at UNLU SECURITIES INC.. Enes is registered as a RR (Registered Representative) and started their career in finance in 2024. Enes has worked at 1 firm and has passed the Series 27 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Enes Serenl?o?lu

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

UNLU SECURITIES INC.·CRD# 238786
BD
Ahi Evran Caddesi Polaris Plaza No:21 Kat:1 Maslak, Istanbul
November 21, 2024 - Present

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Current Firm

US
UNLU SECURITIES INC.

UNLU SECURITIES INC.

CRD#: 238786 / SEC#: 8-69627
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1177 Avenue Of The Americas 5th Floor Suite 5072, New York, NY, 10036

Mailing Address

1177 Avenue Of The Americas 5th Floor Suite 5072, New York, NY, 10036

Phone Number

(212) 572-6319

Established

Delaware since 02/09/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ÜNLÜ MENKUL DEGERLER A.S.OWNER—
HALLERAN, KRISTIN MARIECHIEF COMPLIANCE OFFICER4726430
ROCHE, PASCALFINOP/CFO5920968
SERENLIOGLU, ENESPOO7516033
UNAL, ZEKAICEO7363474

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Nov 2024About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Enes Serenlioglu's CRS (Customer Relationship Summary).

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