David Michael Stubbs
Professional Summary
David Michael Stubbs is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Years of Experience
4 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Current Firm
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
Contact Information
Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037Phone Number
(858) 875-4100# of Employees
124SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
13,477AUM (Assets Under Management)
$12,959,408,390Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
Primary Firm SEC Registration
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
State Registrations and Notice Filings
(12/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Stubbs's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
SCHWAB WEALTH ADVISORY, INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
