Forrest G. Knopps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest Gabriel Knopps, who also goes by Forrest Knopps, was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 2022. Forrest had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - June 13, 2025
ROEHL & YI INVESTMENT ADVISORS, LLC
May 9, 2022 - February 5, 2024
FISHER INVESTMENTS
Primary Firm SEC Registration
ROEHL & YI INVESTMENT ADVISORS, LLC
CRD#: 109258 / SEC#: 801-56145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ROEHL & YI INVESTMENT ADVISORS, LLC
CRD#: 109258 / SEC#: 801-56145
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,639 |
| AUM (Assets Under Management) | $ 857,825,360 |
Red Flags
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