Shan He
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shan He was a registered financial professional .
Shan is a previously registered financial professional and started their career in finance in 2022. Shan had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2022 - June 15, 2022
BAY STREET CAPITAL HOLDINGS
State Registrations and Notice Filings
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Exams
Current Firm
BAY STREET CAPITAL HOLDINGS
CRD#: 299361 / SEC#: 801-125742
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 75,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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