BO
Brendan P. O'hora
SMEAD CAPITAL MANAGEMENT
Ringwood, NJ
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CRD#: 7512626
BO
Professional summary
Brendan Patrick O'hora, who also goes by Brendan Ohora, is a registered financial advisor currently at SMEAD CAPITAL MANAGEMENT, INC. located in Ringwood, New Jersey and DISTRIBUTION SERVICES, LLC located in Jersey City, New Jersey.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Brendan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brendan Ohora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Smead Capital Management, Inc.; Investment Related; Jersey City, NJ; Investment Management; Sales Associate; Start Date 1/3/2023; 160 Hrs Per Month; Representing Smead Capital's Funds in United States.
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Patrick O'hora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2023 - Present
SMEAD CAPITAL MANAGEMENT, INC.
RIA
CRD#: 143567
Ringwood, NJ
Current
February 15, 2023 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 30 Montgomery St #920, Jersey City, NJ 07302BD
CRD#: 25938
Jersey City, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SMEAD CAPITAL MANAGEMENT, INC.
SKAMOKAWA GROUP | SMEAD CAPITAL MANAGEMENT, INC.
CRD#: 143567 / SEC#: 801-67839
RIA
Registered Investment Advisory firm - (4/26/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2023)
RR
Alaska(4/3/2023)
RR
Arizona(4/3/2023)
RR
Arkansas(4/3/2023)
RR
California(4/3/2023)
RR
Colorado(2/15/2023)
RR
Connecticut(4/3/2023)
RR
Delaware(4/3/2023)
RR
District of Columbia(2/15/2023)
RR
Florida(2/15/2023)
RR
Georgia(4/3/2023)
RR
Hawaii(4/3/2023)
RR
Idaho(4/3/2023)
RR
Illinois(4/3/2023)
RR
Indiana(4/3/2023)
RR
Iowa(4/3/2023)
RR
Kansas(4/3/2023)
RR
Kentucky(4/3/2023)
RR
Louisiana(2/15/2023)
RR
Maine(4/3/2023)
RR
Maryland(2/15/2023)
RR
Massachusetts(4/3/2023)
RR
Michigan(4/3/2023)
RR
Minnesota(4/3/2023)
RR
Mississippi(4/3/2023)
RR
Missouri(4/3/2023)
RR
Montana(4/3/2023)
RR
Nebraska(4/3/2023)
RR
Nevada(4/3/2023)
RR
New Hampshire(4/3/2023)
RR
New Jersey(4/3/2023)
IAR
New Jersey(4/5/2023)
RR
New Mexico(4/3/2023)
RR
New York(4/3/2023)
RR
North Carolina(4/3/2023)
RR
North Dakota(4/3/2023)
RR
Ohio(4/4/2023)
RR
Oklahoma(4/3/2023)
RR
Oregon(4/3/2023)
RR
Pennsylvania(4/3/2023)
RR
Puerto Rico(2/15/2023)
RR
Rhode Island(4/3/2023)
RR
South Carolina(4/3/2023)
RR
South Dakota(4/3/2023)
RR
Tennessee(4/3/2023)
RR
Texas(4/3/2023)
RR
Utah(4/3/2023)
RR
Vermont(4/3/2023)
RR
Virgin Islands(4/3/2023)
RR
Virginia(4/3/2023)
RR
Washington(4/3/2023)
RR
West Virginia(4/3/2023)
RR
Wisconsin(4/3/2023)
RR
Wyoming(4/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/15/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SMEAD CAPITAL MANAGEMENT, INC.
SKAMOKAWA GROUP | SMEAD CAPITAL MANAGEMENT, INC.
CRD#: 143567 / SEC#: 801-67839
RIA
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Contact information
Main Address
2502 East Camelback Road Suite 210, Phoenix, AZ 85016
Mailing Address
Phone number
(602) 889-3660
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 7,168,225,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
