Kamil Polkowski

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CRD#: 7511957

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kamil Polkowski was a registered financial professional .

Kamil is a previously registered financial professional and started their career in finance in 2022. Kamil had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; Pinnacle whether the business is investment-related; No the address of the other business; Tampa, FL the nature of the other business; Online Clothing Store your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 1/18/23 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Designing and selling athletic clothes

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 3, 2023 - March 4, 2025

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

RIA

CRD#: 187519

TAMPA, FL

Past

September 13, 2022 - March 15, 2023

FISHER INVESTMENTS

RIA

CRD#: 107342

TAMPA, FL

Past

August 12, 2022 - August 29, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Fairfield, NJ

Past

May 16, 2022 - August 29, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Fairfield, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

CRD#: 187519 / SEC#: 801-117852

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (1/7/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/14/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/19/2021

Securities Industry Essentials Examination

Current Firm

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

CRD#: 187519 / SEC#: 801-117852

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (1/7/2020 Terminated)

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Contact information

Main Address

10015 Gallant Lane, Tampa, FL 33625

Mailing Address

Phone number

(813) 443-0879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (6/4/2025)

Regulatory assets under management

Total Number of Accounts	670
AUM (Assets Under Management)	$ 152,033,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kamil Polkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FISHER INVESTMENTS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2022

Series 63

Date: 6/2/2022

Series 6TO

Date: 5/14/2022

SIE

Date: 11/19/2021

Current Firm

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

TRUST BUT VERIFY

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