Ning Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ning Liu was a registered financial professional .
Ning is a previously registered financial professional and started their career in finance in 2022. Ning had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2022 - August 30, 2023
BOERBOEL CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 5/13/2022
Securities Trader ExamCurrent Firm
BOERBOEL CAPITAL LLC
CRD#: 286431 / SEC#: , 8-69887
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
