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YJ

Yoo Jin Jung

CRD# 5964442·Registered 2011 - 2023
Previously Registered: Being a previously registered professional could mean that Yoo Jin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Yoo Jin Jung was a registered financial advisor. Yoo Jin was a previously registered financial professional and started their career in finance 2011 - 2023. Yoo Jin had worked at 2 firms and has passed the SIE, Series 57TO, Series 56, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

BOERBOEL CAPITAL LLC·CRD# 286431
BD
Chicago, IL
May 26, 2020 - October 9, 2023
BELVEDERE TRADING LLC·CRD# 132605
BD
Chicago, IL
October 5, 2011 - April 8, 2016

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Current Firm

BC
BOERBOEL CAPITAL LLC

BOERBOEL CAPITAL LLC

CRD#: 286431 / SEC#: 8-69887
BD
Terminated by SEC on 09/23/2023

Contact Information

Established

Delaware since 12/07/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BOERBOEL CAYMAN LTDDIRECT OWNER—
BOERBOEL CAPITAL HOLDING CORPDIRECT OWNER—
CHUNG, BRIAN WOOSUNGTRADING PRINCIPAL6323336
ECONOMOS, AUSTIN ANDREWFINOP7313910
JUNG, YOO JINCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER5964442

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 57TO — Securities Trader Exam

Passed May 2020About the Series 57TO exam

Series 56 — Proprietary Trader Qualification Examination

Passed Feb 2012

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2020About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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