John Devine

BESSEMER INVESTOR SERVICES

Greenwich, CT 06830

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CRD#: 7510625

Professional summary

John Devine is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Greenwich, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Devine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

BESSEMER INVESTOR SERVICES, INC.

Office #1: 600 Steamboat Road, Greenwich, CT 06830

CRD#: 17442

Greenwich, CT

Past

August 5, 2022 - March 26, 2024

ROCKEFELLER FINANCIAL LLC

RIA

CRD#: 291361

New York, NY

Past

April 4, 2022 - March 26, 2024

ROCKEFELLER FINANCIAL LLC

CRD#: 291361

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/10/2024)

Florida
(11/6/2024)

New York
(4/10/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/2/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442 / SEC#: , 8-35199

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1271 Avenue Of The Americas 46 Floor, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas 46 Floor, New York, NY 10020

Phone number

(212) 708-9100

Established

Delaware since 04/07/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BESSEMER TRUST COMPANY, N.A.	SHAREHOLDER
BOYLE, PATRICK SIDNEY	SENIOR VICE PRESIDENT	2472066
GLOWACKI, JEFF JOSEPH	DIRECTOR/SENIOR VICE PRESIDENT	2942946
GUPTA, RITU	CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY	5059699
MARQUEZ, MICHAEL ALLEN	DIRECTOR/PRESIDENT	4413060
MCBRIDE, TIMOTHY SEAN	SENIOR VICE PRESIDENT	2554176
PEDROSO, ARTURO GUSTAVO	SENIOR VICE PRESIDENT	5161708
SCHLUSSELBERG, BRIAN SCOTT	SENIOR VICE PRESIDENT	4716582
SLOAN, BENJAMIN PERRY	SENIOR VICE PRESIDENT	4243057
SYMINGTON, JANE REILLY	SENIOR VICE PRESIDENT	2520317
TRIMARCO MIRANDO, DIANA	ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL	5714209
YAWORSKY, GEORGE M.	TREASURER/FINANCIAL & OPERATIONS PRINCIPAL	6425195

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John Devine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Devine's CRS (Customer Relationship Summary).

Certified licenses

Experience

BESSEMER INVESTOR SERVICES, INC.

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2022

Series 7TO

Date: 4/2/2022

SIE

Date: 11/8/2021

FINRA

Current Firm

BESSEMER INVESTOR SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BESSEMER INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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