GW
Gregory G. Walker
CETERA INVESTMENT ADVISERS LLC
LITTLE ROCK, AR 72201
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CRD#: 7510612
GW
Professional summary
Gregory Glenn Walker, who also goes by Greg Walker, Gregory Walker, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Little Rock, Arkansas.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gregory has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Walker | Gregory Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ARKANSAS RUNNING KLUB POSITION: Treasurer NATURE: Promotes interest in the Central Arkansas running community by holding regular meetings, training runs and an annual 5k. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2018 ADDRESS: 6005 Buffalo River Road, North Little Rock AR 72116, United States DESCRIPTION: My responsibilities are to obtain the dues from members each year, along with race fees, and I write checks (I'm not the only one with check-writing capabilities) for 5k expenses, along with writing checks for race insurance and miscellaneous items. I reconcile the bank statement each month. 2) LANDMARK PLC CPAS POSITION: Member NATURE: Audit, Tax, Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 159 SECURITIES TRADING HOURS: 129 START DATE: 09/02/2008 ADDRESS: 201 East Markham, Suite 500, Little Rock AR 72201, United States DESCRIPTION: As a member of the firm, my top 5 job duties include the following: 1. Communicating with client regarding audit and/or tax engagements as well as providing guidance regarding any accounting related matters that occur. 2. Assigning and managing staff for audit and/or tax engagements. 3. Reviewing work performed by engagement staff. 4. Issuing an opinion of client financial statements. 5. Presenting results of the audit to client board or board committee. 3) ARKANSAS GOVERNOR'S MANSION ASSOCIATION POSITION: Check signer NATURE: Landmark (the firm) provides accounting services to this client. The client's purpose (they are a nonprofit) is to raise funds for the renovation, improvement, furnishing and endowment of the Arkansas Governor's Mansion. In my role, I will sign checks that have been approved for payment, only if all the other check signers are absent from the office. I am just a check signer with no other attachments or affiliations. They are not an investment client. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/02/2024 ADDRESS: 1800 Center Street, Little Rock AR 72206, United States DESCRIPTION: As mentioned above, I sign checks that have been approved by management of the Arkansas Governor's Mansion Association.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Glenn Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 W Capitol Ave, Suite 1700, Little Rock, AR 72201RIA
CRD#: 105644
LITTLE ROCK, AR
Past
July 29, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Little Rock, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Little Rock, AR 72201TRUST BUT VERIFY
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