PW
Paul M. Williams
PAUL M WILLIAMS LLC
Katonah, NY 10536
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CRD#: 7509762
PW
Professional summary
Paul Michael Williams is a registered financial advisor currently at PAUL M WILLIAMS LLC located in Katonah, New York.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Paul has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Paul Williams Inc - Dentistry - Owner/General Practice Dentist
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2022 - Present
PAUL M WILLIAMS LLC
Office #1: 282 Katonah Ave, #515, Katonah, NY 10536RIA
CRD#: 319259
Katonah, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/12/2022)
Current Firm
PM
PAUL M WILLIAMS LLC
PAUL M WILLIAMS LLC
CRD#: 319259 / SEC#:
New York
Registered Investment Advisory firm - (5/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
282 Katonah Ave, #515, Katonah, NY 10536
Mailing Address
Phone number
(504) 321-7947
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,522 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
