Jacob D. Levy

CONQUIS FINANCIAL LLC

Millbrae, CA 94030

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CRD#: 7509041

Professional summary

Jacob David Levy, who also goes by Jacob Levy, is a registered financial advisor currently at CONQUIS FINANCIAL LLC located in Millbrae, California.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jacob has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2) Eastbayshore Eruv Corporation; Non-Investment Related; Berkeley, CA; Began 08/2021; Religious non profit; President; Lead the board of this non profit in managing its fundraising, tax filings, and registrations with local and state authorities; 4 hours per month with 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob David Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2024 - Present

CONQUIS FINANCIAL LLC

Office #1: 1 La Cruz Avenue, Suite 202, Millbrae, CA 94030

RIA

CRD#: 319579

Millbrae, CA

Past

April 26, 2022 - December 19, 2023

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONQUIS FINANCIAL LLC

CRD#: 319579 / SEC#: 801-123701

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/9/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/7/2022

Securities Industry Essentials Examination

Current Firm

CONQUIS FINANCIAL LLC

CRD#: 319579 / SEC#: 801-123701

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

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Contact information

Main Address

1 La Cruz Avenue, Suite 202, Millbrae, CA 94030

Mailing Address

Phone number

(650) 651-3609

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONQUIS FINANCIALL - ADV PART 2A DISCLOSURE BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 220,722,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob D. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob David Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONQUIS FINANCIAL LLC

FORESIDE FUNDS DISTRIBUTORS LLC

Primary Firm SEC Registration

CONQUIS FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2022

Series 7TO

Date: 4/26/2022

SIE

Date: 3/7/2022

Current Firm

CONQUIS FINANCIAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONQUIS FINANCIAL LLC

TRUST BUT VERIFY

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