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BH

Bryan Heu

IMC EXECUTION SERVICES
New York City, NY
·CRD# 7507552·4 years experience

Professional Summary

Bryan Heu, who also goes by Bryan Pascal Heu, is a registered financial advisor currently at IMC EXECUTION SERVICES located in New York City, New York. Bryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Bryan has worked at 1 firm and has passed the Series 57TO, Series 3, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan Pascal Heu

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

IMC EXECUTION SERVICES·CRD# 301273
BD
100 Park Ave Suite 3215, New York City, NY 10017
September 9, 2022 - Present

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Current Firm

IE
IMC EXECUTION SERVICES

IMC EXECUTION SERVICES | IMC EXECUTION SERVICES LLC

CRD#: 301273 / SEC#: 8-70343
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Drive #4300, Chicago, IL 60606

Mailing Address

233 S Wacker Drive #4300, Chicago, IL 60606

Phone Number

(312) 244-3369

Established

Illinois since 10/11/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STOCKBRIDGE INC.MEMBER—
DOWNEY, JASON EDWARDCHIEF COMPLIANCE OFFICER6080734
HOFFMAN, ADAM MICHAELCEO, COO5579229
SALTZMAN, CRAIGCFO5529468
TAYLOR, LAURA DENISEFINOP7116097

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jul 2024About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Jan 2023About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bryan Heu's CRS (Customer Relationship Summary).

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