TN
Thomas J. Neja
CAPITAL CS GROUP
Corona, CA 92879
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CRD#: 7507350
TN
Professional summary
Thomas Jennings Neja is a registered financial advisor currently at CAPITAL CS GROUP, LLC located in Corona, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jennings Neja's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2022 - Present
CAPITAL CS GROUP, LLC
Office #1: 387 Magnolia Ave Ste 103-641, Corona, CA 92879RIA
CRD#: 304523
Corona, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPITAL CS GROUP, LLC
CAPITAL CS GROUP, LLC
CRD#: 304523 / SEC#: 801-120526
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)California
Registered Investment Advisory firm - (4/16/2021 Terminated)Connecticut
Registered Investment Advisory firm - (3/17/2021 Terminated)Florida
Registered Investment Advisory firm - (3/17/2021 Terminated)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)Louisiana
Registered Investment Advisory firm - (4/1/2021 Terminated)Texas
Registered Investment Advisory firm - (3/17/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/18/2022)
Exams
Current Firm
CC
CAPITAL CS GROUP, LLC
CAPITAL CS GROUP, LLC
CRD#: 304523 / SEC#: 801-120526
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)California
Registered Investment Advisory firm - (4/16/2021 Terminated)Connecticut
Registered Investment Advisory firm - (3/17/2021 Terminated)Florida
Registered Investment Advisory firm - (3/17/2021 Terminated)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)Louisiana
Registered Investment Advisory firm - (4/1/2021 Terminated)Texas
Registered Investment Advisory firm - (3/17/2021 Terminated)PREMIUM
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Contact information
Main Address
15375 Barranca Parkway Suite G-110, Irvine, CA 92618
Mailing Address
Phone number
(949) 447-5405
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 593 |
| AUM (Assets Under Management) | $ 227,302,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
