CM
Christiana M. Morningstar
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CRD#: 7505882
CM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christiana Manthei Morningstar, who also goes by Christiana Olivia Manthei, was a registered financial professional .
Christiana is a previously registered financial professional and started their career in finance in 2022. Christiana had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christiana Olivia Manthei
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SKY VALLEY WEST, Desert Hot Springs CA 92241, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING MANTHEI INC., Petoskey MI 49770, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING SKY VALLEY EAST, Desert Hot Springs CA 92241, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING CALIENTE SPRINGS, Desert Hot Springs CA 92241, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING SKY VALLEY MOBILE HOMES INC, Desert Hot Springs CA 92241, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING REDI-ROCK INTERNATIONAL LLC, Petoskey MI 49770, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING M&M TECHNOLOGY, LLC, Charlevoix MI 49720, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING DANIEL AND KATHRYN MANTHEI FAMILY LLC, Charlevoix MI 49720, 12/2024, OWNER, OWNER, PARTNER OF BUSINESS ENTITY, NIR, 0 HR/MO - 0 HR/MO TRADING LUTHERAN FINANCIAL SERVICES, 15190 Wright Rd, Grand Ledge MI 48837, 07/2022, W2 EMPLOYEE, DBA NAME, INV REL, 160 HR/MO - 130 HR/MO TRADING.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 16, 2024 - October 17, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Grand Ledge, MI
Past
December 16, 2024 - October 17, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Grand Ledge, MI
Past
April 21, 2023 - December 23, 2024
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Grand Ledge, MI
Past
March 7, 2022 - December 23, 2024
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Grand Ledge, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
