Ricardo A. Urribarri Romero
Professional summary
Ricardo Alfonso Urribarri Romero, who also goes by Ricardo Urribarri Romero, Ricardo Urribarriromero, Ricardo Alfonso Urribarri, Ricardo Urribarri, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Fort Lauderdale, Florida.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2022. Ricardo has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Alfonso Urribarri Romero's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 26, 2023 - Present
INTERACTIVE BROKERS LLC
Office #1: 401 E Las Olas Blvd, Fort Lauderdale, FL 33301March 22, 2022 - May 9, 2022
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/26/2023)
Exams
Series 6TO
Date: 3/22/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SANDERS, STEVEN JAY | SENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT | 2812548 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 26 |
Red Flags
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Company Information
INTERACTIVE BROKERS LLC
CRD#: 36418Fort Lauderdale, FL 33301TRUST BUT VERIFY
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