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FIRM PROFILE
Overview
INTERACTIVE BROKERS LLC is located at Pickwick Plaza, Greenwich, CT 06830 and was first established at Boston, Connecticut in 03/09/1998. After operating for 28 years, INTERACTIVE BROKERS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INTERACTIVE BROKERS LLC’s clients are individuals and 0% of their clients are high net worth individuals. INTERACTIVE BROKERS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INTERACTIVE BROKERS LLC are registered to handle securities or provide financial advice. The firm has 119 disclosures, 93 being regulatory events, 0 being client events, and 26 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INTERACTIVE BROKERS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INTERACTIVE BROKERS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INTERACTIVE BROKERS LLC Comes From
Understanding the Statistics for INTERACTIVE BROKERS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Pickwick Plaza, Greenwich, CT 06830
One Pickwick Plaza, Greenwich, CT 06830
Medium
(203) 618-5710
Connecticut since 03/09/1998
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| IBG LLC | MANAGING MEMBER | ||
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 | |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 | |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 | |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 | |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 | |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 | |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 | |
| SANDERS, STEVEN JAY | SENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT | 2812548 | |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
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Advisor's working at INTERACTIVE BROKERS LLC
Donald Ray Bridges SR
Charles Christopher Feuchter
Justin Blum
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