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CRD#: 36418
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INTERACTIVE BROKERS LLC is located at Pickwick Plaza, Greenwich, CT 06830 and was first established at Boston, Connecticut in 03/09/1998. After operating for 28 years, INTERACTIVE BROKERS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INTERACTIVE BROKERS LLC’s clients are individuals and 0% of their clients are high net worth individuals. INTERACTIVE BROKERS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INTERACTIVE BROKERS LLC are registered to handle securities or provide financial advice. The firm has 119 disclosures, 93 being regulatory events, 0 being client events, and 26 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INTERACTIVE BROKERS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INTERACTIVE BROKERS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INTERACTIVE BROKERS LLC Comes From

Understanding the Statistics for INTERACTIVE BROKERS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
93
Arbitration
26

FIRM INFORMATION

Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
One Pickwick Plaza, Greenwich, CT 06830
Firm Size
Medium
Phone Number
(203) 618-5710
Established
Connecticut since 03/09/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
IBG LLCMANAGING MEMBER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
CHAIT, JONATHANEXECUTIVE VICE PRESIDENT, COO4582696
FRIEDLAND, DAVID ERICMANAGING DIRECTOR-ASIAN OPERATIONS2715164
GALIK, MILANCHIEF EXECUTIVE OFFICER2204066
GELMAN, JONATHAN MICHAELCHIEF COMPLIANCE OFFICER5440103
MANDELBAUM, ELAINEGENERAL COUNSEL2957713
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYSENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT2812548
SHAO-CHEN, KENGNINGTREASURER5910386

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Advisor's working at INTERACTIVE BROKERS LLC

JB

Justin Blum

RR
CRD#: 7961914
Location:
Chicago, IL 60604
Company:
INTERACTIVE BROKERS LLC
Disclosures:
Experience:
1 year
View Profile
CF

Charles Christopher Feuchter

RR
CRD#: 7905440
Location:
Admiralty
Company:
INTERACTIVE BROKERS LLC
Disclosures:
Experience:
1 year
View Profile
DB

Donald Ray Bridges SR

Don Bridges Sr, Donald Ray Bridges
RR
CRD#: 1302708
Location:
Chicago, IL 60604
Company:
INTERACTIVE BROKERS LLC
Disclosures:
Experience:
39 years
View Profile
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