Mohsen Khodaverdi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohsen Khodaverdi, who also goes by Mohshen Khodaverdi, was a registered financial professional .
Mohsen is a previously registered financial professional and started their career in finance in 2022. Mohsen had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2024 - September 9, 2024
LION STREET FINANCIAL, LLC
June 28, 2022 - September 9, 2024
LION STREET ADVISORS, LLC
February 9, 2022 - February 25, 2022
FIRST ADVISORS NATIONAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/22/2024
General Securities Representative ExaminationCurrent Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
