KK
Kara Kelly
WESTFULLER ADVISORS
San Francisco, CA 94111
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CRD#: 7503405
KK
Professional summary
Kara Kelly is a registered financial advisor currently at WESTFULLER ADVISORS, LLC located in San Francisco, California.
Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kara has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lure Life, Inc. The business is not investment-related. The address is 1026 Broad Street, Unit 28 #152, Shrewsbury, NJ 07702. The nature of the other business is wellness. The position/title held is Co-Founder and Chief Revenue Officer. The start date of the relationship is November 2021. The approximate number of hours per month devoted to the other business is 128 hours/month. The number of hours devote to the other business during securities trading hours is 2 hours/day. Duties include managing finances, investors, communications, strategy and growth.
CRS (Client Relationship Summary) - RIA
Click below to view Kara Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2022 - Present
WESTFULLER ADVISORS, LLC
Office #1: 601 Montgomery Street Suite 1950, San Francisco, CA 94111RIA
CRD#: 155054
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WESTFULLER ADVISORS, LLC
ATLANTICA WEALTH, LLC | WESTFULLER ADVISORS, LLC | GENESIS LEGACY ADVISORS LLC
CRD#: 155054 / SEC#: 801-111864
RIA
Registered Investment Advisory firm - (10/15/2017 Approved)New Jersey
Registered Investment Advisory firm - (1/31/2014 Terminated)New York
Registered Investment Advisory firm - (8/24/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/25/2022)
IAR
New York(2/25/2022)
Current Firm
WA
WESTFULLER ADVISORS, LLC
ATLANTICA WEALTH, LLC | WESTFULLER ADVISORS, LLC | GENESIS LEGACY ADVISORS LLC
CRD#: 155054 / SEC#: 801-111864
RIA
Registered Investment Advisory firm - (10/15/2017 Approved)New Jersey
Registered Investment Advisory firm - (1/31/2014 Terminated)New York
Registered Investment Advisory firm - (8/24/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1185 Avenue Of The Americas Suite 319, New York, NY 10036
Mailing Address
Phone number
(212) 542-5851
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 2,135,363,056 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
