CU
Christian Unrath Macgregor
FINEC ASSET MANAGEMENT
SAN DIEGO, CA 92101
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CRD#: 7501712
CU
Professional summary
Christian Unrath Macgregor is a registered financial advisor currently at FINEC ASSET MANAGEMENT located in San Diego, California.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Analyst for Finec Servicios S.A. de C.V. The company is a financial advisory firm in Guadalajara Mexico. Where analysis and comprehension and forecast of the markets is performed. The time dedicated to this endeavors is 20 hours a week. This actually complements the performance as an investment advisor representative since the content of the analysis performed aids making informed and capable assessment in the recommendations. The entreprise is located at Av. Mariano Otero 1249, 11th floor, Guadalajara, Mexico 44530.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Unrath Macgregor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2022 - Present
FINEC ASSET MANAGEMENT
Office #1: 402 West Broadway Suite 400, San Diego, CA 92101RIA
CRD#: 231789
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINEC ASSET MANAGEMENT
FINEC ASSET MANAGEMENT | FINEC ASSET MANAGEMENT LLC
CRD#: 231789 / SEC#: 801-132849
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)California
Registered Investment Advisory firm - (7/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/21/2022)
Current Firm
FA
FINEC ASSET MANAGEMENT
FINEC ASSET MANAGEMENT | FINEC ASSET MANAGEMENT LLC
CRD#: 231789 / SEC#: 801-132849
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)California
Registered Investment Advisory firm - (7/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
402 West Broadway Suite 400, San Diego, CA 92101
Mailing Address
Phone number
(858) 945-3192
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 126,303,888 |
Red Flags
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