RM
Randy L. Milligan
CETERA INVESTMENT ADVISERS LLC
LITTLE ROCK, AR 72201
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CRD#: 7500547
RM
Professional summary
Randy Lynn Milligan, who also goes by Randel L Milligan, Randy L Milligan, Randy Milligan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Little Rock, Arkansas.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Randy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randel L Milligan | Randy L Milligan | Randy Milligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ARKANSAS SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: CPE instructor NATURE: The ARCPA is a non profit in which CPAs belong. The ARCPA provides continuing education to its members INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2017 ADDRESS: 11300 Executive Center Dr., Little rock AR 72211, United States DESCRIPTION: I teach new auditing standards and accounting updates. 2) AICPA ETHICS COMMITTEE POSITION: Committee member NATURE: Executive and enforcement committee only with assisting the AICPA with ethics oversight INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/16/2021 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72201, United States DESCRIPTION: 1.Assist other committee members with oversight of AICPA violaters2. Attend committee meetings3. Read documents and submit my views4. Research accounting standards5. Discuss standards with other members 3) ARKANSAS GAME AND FISH FOUNDATION POSITION: board member NATURE: The foundation is a non profit that helps support the Game and Fish commission by helping raise month to support youth sports around Arkansas INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2006 ADDRESS: 2 Natural Resources Dr, little rock AR 72205, United States DESCRIPTION: 1. attend monthly meetings2. Help get the name out of the Foundation3. Attend an annual banquet4. Be volunteer to help with youth events5. Answer questions about the Foundation 4) CONWAY CHAMBER OF COMMERCE POSITION: Board member NATURE: non profit that is the voice of business in the Conway arkansas area. They assist with Economic development and education vision INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/02/2017 ADDRESS: 900 Oak St, Conway AR 72032, United States DESCRIPTION: 1.assist the organization as a volunteer for oversight2. attend board meetings3. attend Finance committee4. Attend fundraisers5. volunteer 5) ARKANSAS COMMITTED TO EDUCATION FOUNDATION POSITION: board member NATURE: oversees a license plate program to raise funds for a education program for kids INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2014 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72205, United States DESCRIPTION: 1. Assist in overseeing non profit as a voluteer2. attend board meeting3. Have meeting with Education leaders4. Treasurer of board5. Assist in distributing reports to board members 6) LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: CPA tax and audit firm, prepare tax turns and and perform audits for clients INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/19/1988 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72034, United States DESCRIPTION: 1. Meetings with tax clients2. Attend client board meetings3. Review audits prepared by our staff4. Over see 5 Landmark offices5. Meetings with staff
CRS (Client Relationship Summary) - RIA
Click below to view Randy Lynn Milligan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 W Capitol Ave, Suite 1700, Little Rock, AR 72201Office #2: 3101 S 70th Street, Fort Smith, AR 72903RIA
CRD#: 105644
LITTLE ROCK, AR
Past
November 22, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fort Smith, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Little Rock, AR 72201TRUST BUT VERIFY
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