AE
Andrew J. Ells
PEEL HUNT
London, EC2M 2AT
Some features on this profile are disabled
CRD#: 7500482
AE
Professional summary
Andrew John Ells is a registered financial professional currently at PEEL HUNT INC. .
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew John Ells's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2022 - Present
PEEL HUNT INC.
Office #1: 7th Floor 100 Liverpool Street, London, EC2M 2ATOffice #2: 7th Floor 100 Liverpool Street, London, EC2M 2ATBD
CRD#: 157321
London,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/31/2023)
RR
Virginia(5/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PH
PEEL HUNT INC.
PEEL HUNT INC.
CRD#: 157321 / SEC#: , 8-68845
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Mailing Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Phone number
4420 7418-8900
Established
Delaware since 03/04/2011
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PEEL HUNT INC.
CRD#: 157321London, EC2M 2ATTRUST BUT VERIFY
Monitor Andrew Ells
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
