Brad Feldman

PASADENA PRIVATE WEALTH

Pasadena, CA 91101

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CRD#: 7499672

Professional summary

Brad Feldman, who also goes by Bradley Feldman, is a registered financial advisor currently at PASADENA PRIVATE WEALTH, LLC located in Pasadena, California and GT SECURITIES, INC. located in Los Angeles, California.

Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brad has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley Feldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CalState University, Los Angeles; No.; 5151 State University Dr, Los Angeles, CA 90032; Higher Education; Adjunct Professor; January 2017; 20 hours/mo.; None.; I teach entrepreneurship, project management, innovation and other related courses approximately 2 nights per week depending on the assigned schedule.; No. 2) Pasadena Private Wealth, LLC; Yes; 2 N. Lake Ave. Suite 520, Pasadena, CA 91101; Business consulting; Advisor; Apr 01, 2023; 40; 40. 3) MedSense Labs, LLC; Not investment related; Pasadena, CA 91101; Development and commercialization of a consumer medical device-a smart dental night guard with a companion mobile app for monitoring and reducing bruxism which is a condition where someone grinds their teeth or clenches their jaw unknowingly; Co-Owner; May 19, 2025; 10; approximately 1 - 2 hours a week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Feldman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2022 - Present

PASADENA PRIVATE WEALTH, LLC

Office #1: 2 North Lake Avenue Suite 520, Pasadena, CA 91101

RIA

CRD#: 295178

Pasadena, CA

Current

May 11, 2022 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/17/2022)

IAR

California
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/11/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 3/31/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Mailing Address

Phone number

(626) 993-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 1,268,875,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad Feldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Feldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GT SECURITIES, INC.

Primary Firm SEC Registration

PASADENA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2022

Series 63

Date: 6/16/2022

Series 79TO

Date: 5/11/2022

SIE

Date: 3/31/2022

FINRA

Current Firm

PASADENA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASADENA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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