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Brad Feldman

PASADENA PRIVATE WEALTH
PASADENA, CA
·CRD# 7499672·4 years experience

Professional Summary

Brad Feldman, who also goes by Bradley Feldman, is a registered financial advisor currently at PASADENA PRIVATE WEALTH, LLC located in Pasadena, California and GT SECURITIES, INC. located in Los Angeles, California. Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brad has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley Feldman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

PASADENA PRIVATE WEALTH, LLC·CRD# 295178
RIA
2 North Lake Avenue Suite 520, Pasadena, CA 91101
August 4, 2022 - Present
GT SECURITIES, INC.·CRD# 116012
BD
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
May 11, 2022 - Present

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Current Firm

PP
PASADENA PRIVATE WEALTH, LLC

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999
RIA
Registered Investment Advisory firm - SEC (4/27/2018 Approved)

Contact Information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Phone Number

(626) 993-9300

# of Employees

19

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (2/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,124

AUM (Assets Under Management)

$1,620,620,686

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Pasadena Labs, LLC, a personal LLC based in Pasadena, CA, created to hold ownership in MedSense Labs, LLC and Exit OSx (SaaS based exit planning software). Responsible for building and maintaining software for use in exit planning. Devotes approximately 20 hours per month to this activity, with about 2 hours during securities trading hours. Activity commenced June 23, 2026. Non-investment related activity. Co-Owner of MedSense Labs, LLC, located at 2N Lake Ave., Suite 520 Pasadena, CA 91101, which develops and commercializes a consumer medical device—a smart dental night guard with a companion mobile app for monitoring and reducing bruxism. Responsible for product and marketing strategy and some high level project management. Devotes approximately 10 hours per month, with approximately 1–2 hours a week during securities trading hours. Activity commenced May 19, 2025. Non-investment related activity. Professor at Cal State, Los Angeles, 5151 State University Dr, Los Angeles, CA 90032, serving as an adjunct professor. Teaches evening classes at the local college. Devotes approximately 30 hours per month, with no hours during securities trading hours. Activity commenced January 15, 2017. Non-investment related activity. Advisor to Pasadena Private Wealth, LLC, located at 2 N. Lake Ave. Suite 520 Pasadena, CA 91101, a business consulting firm providing management, marketing, strategic, and succession planning services. Works with business consulting clients advising them on management and helping them prepare for transition to family/employees or sale of the company. Devotes approximately 40 hours per month, all during securities trading hours. Activity commenced April 1, 2023. Investment related activity. Adjunct Professor at California State University, Los Angeles, 5151 State University Dr, Los Angeles, CA 90032, teaching two classes a semester. Responsible for teaching, with a schedule that can change each semester; typically, classes are one day a week from 6pm–8:45pm, with one course this semester on Wednesday night and another on Friday afternoon from noon–2:45pm. Devotes approximately 25 hours per month, with 10 hours during securities trading hours. Activity commenced January 1, 2017. Non-investment related activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PASADENA PRIVATE WEALTH, LLC

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999
RIA
Registered Investment Advisory firm - SEC (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/17/2022)
IAR
California
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2022About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed May 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brad Feldman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BF
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