Zachary D. Esherick

HEIGHT ANALYTICS

Washington, DC 20005

Some features on this profile are disabled

CRD#: 7499663

Professional summary

Zachary Douglas Esherick, who also goes by Zachary Esherick, is a registered financial advisor currently at HEIGHT ANALYTICS, LLC located in Washington, District Of Columbia and HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Zachary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary Esherick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Height Analytics, LLC; Investment Related; 1401 New York Ave, Suite 700, Washington, DC 20005; Institutional sales of research services; Sales Assistant; 02/2022; 60-80 hours/month; 3.5 hours during securities hours. Acting as a sales person for firm's services and products to institutional customers. 2.Height Securities, LLC; Investment Related; 1401 New York Ave, Suite 700, Washington, DC 20005; Institutional sales of research services; Sales Assistant; 02/2022; 60-80 hours/month; 3.5 hours during securities hours. Acting as a sales person for firm's services and products to institutional customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Douglas Esherick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

HEIGHT ANALYTICS, LLC

Office #1: 1401 New York Ave Nw Suite 700, Washington, DC 20005

RIA

CRD#: 149162

Washington, DC

Current

September 13, 2022 - Present

HEIGHT CAPITAL MARKETS

Office #1: 1401 New York Avenue Nw Suite 700, Washington, DC 20005Office #2: 1401 New York Avenue Nw Suite 700, Washington, DC 20005

CRD#: 150659

Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(9/13/2022)

IAR

District of Columbia
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/25/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HEIGHT ANALYTICS, LLC

CRD#: 149162 / SEC#:

Colorado

Registered Investment Advisory firm - (8/23/2017 Terminated)

Connecticut

Registered Investment Advisory firm - (9/17/2010 Approved)

District of Columbia

Registered Investment Advisory firm - (1/16/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1401 New York Ave Nw Suite 700, Washington, DC 20005

Mailing Address

Phone number

(202) 629-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zachary D. Esherick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Douglas Esherick's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEIGHT ANALYTICS, LLC

HEIGHT CAPITAL MARKETS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2023

Series 7TO

Date: 9/12/2022

SIE

Date: 3/25/2022

FINRA

Nasdaq Stock Market

Current Firm

HEIGHT ANALYTICS, LLC

Contact information

Documents

Red Flags

Company Information

HEIGHT ANALYTICS, LLC

TRUST BUT VERIFY

Similar Advisors