CM
Chase M. Morris
AE WEALTH MANAGEMENT
Logan, UT 84321
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CRD#: 7499603
CM
Professional summary
Chase Matt-hugh Morris, who also goes by Chase Matthugh Morris, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Logan, Utah.
Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Chase has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chase Matthugh Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) WORLD CLASS RETIREMENT GROUP, INC. DBA SEARS WEALTH MANAGEMENT & INSURANCE SOLUTIONS; YES INVESTMENT RELATED; 12487 NORTH MAINSTREET SUITE 240, RANCHO CUCAMONGA, CA 91739; INSURANCE SALES; INSURANCE PROFESSIONAL; START DATE 01/2022; APPROX 80 HRS/MONTH; APPROX 4 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) LAW OFFICE OF CHASE M. MORRIS; NO INVESTMENT RELATED; PO BOX 3475, LOGAN, UT 84323; LAW PRACTICE; SOLO PRACTITIONER/ATTORNEY; START DATE 01/2022 APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; PROVIDING INDEPENDENT ATTORNEY/LEGAL SERVICES. 3.)CLARITY TAX PARTNERS, LLC POSITION: Officer/Member NATURE: Clarity Tax Partners, LLC will provide tax strategies and tax planning services, and a limited number of tax returns for a modest fee. We will contract these services through licensed CPA and enrolled agents through United Cloud Partners Services. As mentioned previously, Clarity Tax Partners, LLC and Sears Wealth Management and Insurance Services are separate companies. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/23/2023 ADDRESS: 601 21st Street, Suite 300, Vero Beach FL 32960, United States DESCRIPTION: I hold the position of an officer and own a 25% stake in this company. In my role, I am tasked with delivering efficient strategies to our clients, assisting them in their comprehensive financial planning and retirement objectives. Additionally, I collaborate closely with CPAs and enrolled agents affiliated with United Cloud Tax Partners Services, who furnish us with the essential Tax Solutions required for our services.
CRS (Client Relationship Summary) - RIA
Click below to view Chase Matt-hugh Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2022 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 128 N Main St Ste 5, Logan, UT 84321Office #2: 601 21st Steeet Suite 300, Vero Beach, FL 32960Office #3: 12487 N Mainstreet Ste 240, Rancho Cucamonga, CA 91739RIA
CRD#: 282580
Logan, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/9/2022)
IAR
Florida(7/19/2024)
IAR
Texas(8/4/2022)
IAR
Utah(2/9/2022)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
