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Mario C. Martins

DEALMAKER SECURITIES
New York, NY 10010
Some features on this profile are disabled
CRD#: 7497981
MM

Professional summary

Mario Christopher Martins Jr., who also goes by Mario Christopher Martins, is a registered financial professional currently at DEALMAKER SECURITIES located in New York, New York.

Mario is registered as a RR (Registered Representative) and started their career in finance in 2022. Mario has worked at 3 firms and has passed the Series 7TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mario Christopher Martins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mario Christopher Martins Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2024 - Present

DEALMAKER SECURITIES

Office #1: 30 East 23rd Street 2nd Floor, New York, NY 10010
BD
CRD#: 315324
New York, NY
Past

December 22, 2022 - October 4, 2024

OPENDEAL BROKER LLC

BD
CRD#: 291387
NEW YORK, NY
Past

June 12, 2022 - April 4, 2023

OPENDEAL BROKER LLC

BD
CRD#: 297797
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2022
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DEALMAKER SECURITIES
DEALMAKER SECURITIES | DEALMAKER SECURITIES LLC

CRD#: 315324 / SEC#: , 8-70756

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
30 East 23rd Street 2nd Floor, New York, NY 10010
Mailing Address
30 East 23rd Street 2nd Floor, New York, NY 10010
Phone number
(855) 852-4561
Established
Delaware since 05/05/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NOVATION SOLUTIONS USA, INC.MEMBER
GOLDSTEIN, MATHEW OLIVERCEO AND TREASURER7411773
LEON, MEIGHAN ELIZABETHCLO7411751
MARTINS, MARIO CHRISTOPHER JR.CCO/AMLCO7497981
SELF, JONATHAN ANDREWMANAGING DIRECTOR, CFO/FINOP4497531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEALMAKER SECURITIES

CRD#: 315324New York, NY 10010

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