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CRD#: 315324
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DEALMAKER SECURITIES is located at 30 East 23rd Street 2nd Floor, New York, NY 10010 and was first established at New York, Delaware in 05/05/2021. After operating for 4 years, DEALMAKER SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DEALMAKER SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. DEALMAKER SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DEALMAKER SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DEALMAKER SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DEALMAKER SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DEALMAKER SECURITIES Comes From

Understanding the Statistics for DEALMAKER SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
30 East 23rd Street 2nd Floor, New York, NY 10010
Mailing Address
30 East 23rd Street 2nd Floor, New York, NY 10010
Firm Size
Small
Phone Number
(855) 852-4561
Established
Delaware since 05/05/2021
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NOVATION SOLUTIONS USA, INC.MEMBER
GOLDSTEIN, MATHEW OLIVERCEO AND TREASURER7411773
LEON, MEIGHAN ELIZABETHCLO7411751
MARTINS, MARIO CHRISTOPHER JR.CCO/AMLCO7497981
SELF, JONATHAN ANDREWMANAGING DIRECTOR, CFO/FINOP4497531

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at DEALMAKER SECURITIES

JS

Jonathan Andrew Self

RR
CRD#: 4497531
Location:
Washington, DC 20005
Company:
HEIGHT CAPITAL MARKETS
Disclosures:
Experience:
23 years
View Profile
IW

Ingrid Wong

RR
CRD#: 7348831
Location:
New York, NY 10010
Company:
DEALMAKER SECURITIES
Disclosures:
Experience:
3 years
View Profile
MG

Mathew Oliver Goldstein

Mat Goldstein
RR
CRD#: 7411773
Location:
New York, NY 10010
Company:
DEALMAKER SECURITIES
Disclosures:
Experience:
4 years
View Profile
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