ZG
Zdenka L. Gomes
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
Vancouver, British Columbia, V6C 3S9
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CRD#: 7497920
ZG
Professional summary
Zdenka Lucia Gomes is a registered financial advisor currently at ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED .
Zdenka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Zdenka has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zdenka Lucia Gomes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2022 - Present
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
Office #1: 1100-250 Howe Street, Vancouver, British Columbia, V6C 3S9RIA
CRD#: 132242
Vancouver, British Columbia,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OB
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
CRD#: 132242 / SEC#: 801-63386
RIA
Registered Investment Advisory firm - (8/20/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/22/2024)
IAR
Washington(2/3/2022)
Exams
Current Firm
OB
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
CRD#: 132242 / SEC#: 801-63386
RIA
Registered Investment Advisory firm - (8/20/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100-250 Howe Street, Vancouver, British Columbia, V6C 3S9
Mailing Address
Phone number
+1 (866) 636-8222
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 159,939,960 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 09/27/2024 | ||
| 10/23/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
