Edmund M. Van Winkle

DLK INVESTMENT MANAGEMENT | Portfolio Manager

MERCER ISLAND, WA

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CRD#: 7497834

Professional summary

Edmund Matthew Van Winkle is a registered financial advisor currently at DLK INVESTMENT MANAGEMENT located in Mercer Island, Washington and DLK INVESTMENT ADVISORS, LLC located in Mercer Island, Washington.

Edmund is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Edmund has worked at 2 firms and has passed the Series 65 exam.

Biography

Matthew has extensive experience in institutional asset management including fundamental long/short equity portfolio management, research, and quantitative equity trading strategies. He obtained his Ph.D. at the Ross School of Business at the University of Michigan. Professor Van Winkle earned a Master of Accounting degree from the University of Washington where he also currently teaches.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) I am a professor at the Foster School of Business at the University of Washington. Average of 20 hours per week. Half of those hours are during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmund Matthew Van Winkle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2022 - Present

DLK INVESTMENT MANAGEMENT

RIA

CRD#: 149096

MERCER ISLAND, WA

Current

February 13, 2025 - Present

DLK INVESTMENT ADVISORS, LLC

Office #1: 7525 Se 24th Street Suite 410, Mercer Island, WA 98040

RIA

CRD#: 328897

MERCER ISLAND, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DLK INVESTMENT MANAGEMENT

DLK INVESTMENT ADVISORS, LLC | DLK INVESTMENT MANAGEMENT, LLC | DLK INVESTMENT MANAGEMENT

CRD#: 149096 / SEC#: 801-69825

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/21/2024)

IAR

Washington
(7/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2022

Uniform Investment Adviser Law Examination

Current Firm

DLK INVESTMENT MANAGEMENT

DLK INVESTMENT ADVISORS, LLC | DLK INVESTMENT MANAGEMENT, LLC | DLK INVESTMENT MANAGEMENT

CRD#: 149096 / SEC#: 801-69825

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

238 North Cedros Ave Suite 200, Solana Beach, CA 92075

Mailing Address

Phone number

(858) 433-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DLK ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,122
AUM (Assets Under Management)	$ 435,005,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Edmund M. Van Winkle

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmund Matthew Van Winkle's CRS (Customer Relationship Summary).

Certified licenses

Experience

DLK INVESTMENT MANAGEMENT

DLK INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

DLK INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2022

Current Firm

DLK INVESTMENT MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DLK INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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