Viola Ruo Han Pu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Viola Ruo Han Pu was a registered financial professional .
Viola Ruo Han is a previously registered financial professional and started their career in finance in 2022. Viola Ruo Han had worked at 3 firms and has passed the Series 57TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2023 - July 17, 2026
AKUNA SECURITIES LLC
July 19, 2022 - August 31, 2022
OPTIVER US LLC
March 15, 2022 - August 1, 2022
AMS DERIVATIVES B.V.
State Registrations and Notice Filings
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Exams
What does exam status mean?
Series 57TO
Passed: 3/15/2022
Securities Trader ExamCurrent Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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