Matthew Losse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Losse, who also goes by Matt Losse, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2022. Matthew had worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2025 - September 15, 2025
PROSPERITY CAPITAL ADVISORS
February 28, 2022 - November 18, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/27/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
