TB
Thomas F. Blumenfeld
LATITUDE ADVISORS
Skokie, IL 60077
Some features on this profile are disabled
CRD#: 7494537
TB
Professional summary
Thomas Fred Blumenfeld is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Skokie, Illinois and GWN SECURITIES INC. located in Skokie, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 -- Pawlan, Blumenfeld, Miscinski & Assoc., Ltd. a public accounting firm. I provide accounting and tax services to individuals and businesses. I started in this position in 1/2005. I am a Certified Public Accountant, licensed in Illinois. I currently spend 90% of my time at this position. 2 -- Latitude Advisors, LLC -5215 Old Orchard Road, Ste 900, Skokie IL 60077, IA Rep, 07/06/22 start, 10 hours/month, investment advisor collection fees. 3 -- UMPIRE, Is Not Investment Related, Fast pitch softball umpire, 2021-05-01, 8 hours per month, 0 hours per month during trading hours, Fee Based Compensation, Fastpitch softball umpire 4 -- SELF EMPLOYED POSITION: Independent Insurance Agent NATURE: Fixed and Health Insurance. INVESTMENT RELATED: Yes HOURS PER MONTH: 2 SECURITIES TRADING HOURS: 0 START DATE: 9/7/2022 ADDRESS: 2003 E. Lilac Terr Arlington Heights, IL 60004 United States DESCRIPTION: Sale of fixed and health Insurance. 5 -- F&S FINANCIAL SERVICES, Is Investment Related, DBA, Financial Professional 05/02/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. 6 -- ALLIGATOR AQUATICS Is Not Investment Related, NFP SWIM TEAM/CLUB, TREASURER, 2023-10-01, 3 hours per month, 0 hours per month during trading hours, No Compensation Compensation, KEEP THE BOOKS AND RECORDS OF THE SWIM TEAM/CLUB IN ORDER.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Fred Blumenfeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2022 - Present
LATITUDE ADVISORS, LLC
Office #1: 5215 Old Orchard Road Suite 1200, Skokie, IL 60077RIA
CRD#: 151001
Skokie, IL
Current
May 2, 2022 - Present
GWN SECURITIES INC.
Office #1: 5215 Old Orchard Rd #900, Skokie, IL 60077RIA
BD
CRD#: 128929
Skokie, IL
Past
July 5, 2022 - July 8, 2022
GWN SECURITIES INC.
RIA
CRD#: 128929
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/4/2022)
IAR
Illinois(7/6/2022)
RR
Wisconsin(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
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