Mark S. Coffie
Professional summary
Mark Stephen Coffie, who also goes by Mark S Coffie, is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2022. Mark has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Stephen Coffie's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2026 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 787 7th Avenue, New York, NY 10019March 23, 2022 - June 14, 2024
GOLDMAN SACHS WEALTH SERVICES, L.P.
March 11, 2022 - June 14, 2024
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/15/2026
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/11/2022
General Securities Representative ExaminationFINRA
Current Firm
BNP PARIBAS SECURITIES CORP.
CRD#: 15794 / SEC#: , 8-32682
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | CHIEF CONDUCT AND CONTROL OFFICER | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 100 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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