LN
Lesley A. Nalley
EAGLE STRATEGIES LLC
LITTLE ROCK, AR 72211
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CRD#: 7493559
LN
Professional summary
Lesley Ann Nalley, who also goes by Dunn, Segalla, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Little Rock, Arkansas and NYLIFE SECURITIES LLC located in Little Rock, Arkansas.
Lesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Lesley has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dunn | Segalla
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Arkansas Document Solutions Inc; Arkansas Document Solutions, Inc, is an Arkansas S Corporation related to the sales and service of office equipment.; 34418 Hwy 300; Bigelow AR 72016; Start Date 08/2007; Role/Title: Officer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; minority shareholder and Vice President ] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 34418 Hwy 300; Bigelow, AR 72016; Start Date 11/2024; Role/Title: President; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF NALLEY & ASSOCIATES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (LITTLE ROCK, AR); START DATE: 10/2024][The Venture Center Woman Achieve Mentoring Program; VC Woman Achieve is a statewide mentorship program bringing Arkansas's women entrepreneurs the opportunity to develop life-changing relationships to drive professional growth.; 417 Main Street Little Rock, AR 72201; Start Date 10/2024; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; youth mentor][Accounting & Financial Women's Alliance of Central AR; Organization that provides continuing education and networking opportunities for women in accounting and financial fields.; 2365 Harrodsburg Rd Ste A325, Lexington, KY 40504; Start Date 05/2025; Role/Title: Director; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; serve as a board director, which entails choosing educational and networking programming]
CRS (Client Relationship Summary) - RIA
Click below to view Lesley Ann Nalley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 13501 Chenal Pkwy Suite 200, Little Rock, AR 72211RIA
CRD#: 110826
LITTLE ROCK, AR
Current
May 23, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 13501 Chenal Parkway Suite 200, Little Rock, AR 72211BD
CRD#: 5167
Little Rock, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/6/2022)
IAR
Arkansas(9/28/2023)
RR
California(8/26/2022)
RR
Washington(6/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/17/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/23/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Little Rock, AR 72211TRUST BUT VERIFY
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