Joseph R. Balcarcel
Professional summary
Joseph Robert Balcarcel, who also goes by Joseph Balcarcel, is a registered financial professional currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 1 firm and has passed the Series 57TO, SIE, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Robert Balcarcel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2022 - Present
PRIME CAPITAL MARKETS, LLC
Office #1: 425 S. Financial Place Ste 3160, Chicago, IL 60605Office #2: 425 S. Financial Place, Suite 3160, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/13/2022
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
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