Joseph Robert Balcarcel
Professional Summary
Joseph Robert Balcarcel, who also goes by Joseph Balcarcel, is a registered financial advisor currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 1 firm and has passed the Series 57TO, SIE, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Balcarcel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
PRIME CAPITAL MARKETS, LLC
Contact Information
Main Address
425 S. Financial Place Ste 3160, Chicago, IL 60605Mailing Address
425 S. Financial Place Ste 3160, Chicago, IL 60605Phone Number
(312) 986-7412Established
Illinois since 06/26/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | — |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Robert Balcarcel's CRS (Customer Relationship Summary).
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