MA
Michael S. Aloian
HARMONY ASSET MANAGEMENT LLC
TAMPA, FL 33607
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CRD#: 7492609
MA
Professional summary
Michael Smith Aloian, CFA is a registered financial advisor currently at HARMONY ASSET MANAGEMENT LLC located in Tampa, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Smith Aloian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 21, 2022 - Present
HARMONY ASSET MANAGEMENT LLC
Office #1: 4600 West Cypress Suite 110, Tampa, FL 33607Office #2: 16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254RIA
CRD#: 116069
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HARMONY ASSET MANAGEMENT LLC
EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC
CRD#: 116069 / SEC#: 801-118731
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Florida
Registered Investment Advisory firm - (11/11/2020 Terminated)New York
Registered Investment Advisory firm - (11/11/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (12/4/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/21/2022)
Current Firm
HA
HARMONY ASSET MANAGEMENT LLC
EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC
CRD#: 116069 / SEC#: 801-118731
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Florida
Registered Investment Advisory firm - (11/11/2020 Terminated)New York
Registered Investment Advisory firm - (11/11/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (12/4/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254
Mailing Address
Phone number
(480) 314-5967
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 528 |
| AUM (Assets Under Management) | $ 393,589,232 |
Red Flags
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Company Information
HARMONY ASSET MANAGEMENT LLC
CRD#: 116069Tampa, FL 33607TRUST BUT VERIFY
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