Kandice Persad
Professional summary
Kandice Persad, who also goes by Kandice Amanda Renee Khan, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Antonio, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Kandice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kandice has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kandice Persad's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2024 - Present
FROST INVESTMENT SERVICES
Office #1: 1155 Ne Loop 410, San Antonio, TX 78209October 10, 2022 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 1155 Ne Loop 410, San Antonio, TX 78209Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2023)
(9/11/2024)
Exams
Series 7TO
Date: 10/8/2022
General Securities Representative ExaminationFINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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