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Landon Vander Leest

MUTUAL SECURITIES
Pella, IA 50219
Some features on this profile are disabled
CRD#: 7492012
LV
Landon Vander LeestMUTUAL SECURITIES

Professional summary

Landon Vander Leest is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Pella, Iowa.

Landon is registered as a RR (Registered Representative) and started their career in finance in 2022. Landon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Intellicents Investment Solutions, Inc., Start Date: 04/01/2020, 725 Main St., Pella, IA 50219, Corporation, RIA, Financial Consultant, General Administrative duties, prepare meeting documents for applicants, assist with application forms and help submit to companies, complete routine paperwork and documentation for location, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Landon Vander Leest's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2022 - Present

MUTUAL SECURITIES, INC.

Office #1: 725 Main St, Pella, IA 50219
BD
CRD#: 13092
Pella, IA
Past

December 22, 2022 - August 31, 2026

INTELLICENTS INVESTMENT SOLUTIONS INC

RIA
CRD#: 107498
Pella, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(12/22/2022)

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 12/19/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 11/3/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 2/4/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MUTUAL SECURITIES, INC.
COWLES, SABOL & COMPANY, INCORPORATED | MUTUAL SECURITIES, INC. OF CALIFORNIA | MUTUAL SECURITIES, INC. | MUTUAL SECURITIES INC., OF CALIFORNIA | MUTUAL SECURITIES INC. OF CALIFORNIA

CRD#: 13092 / SEC#: 801-68443, 8-28580

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2625 Townsgate Road Suite 200, Westlake Village, CA 91361
Mailing Address
P.o. Box 3156, Westlake Village, CA 91359
Phone number
(805) 764-6730
Established
California since 02/04/1982
Firm type
Corporation
Fiscal year end
June
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MUTUAL GROUP, INC.CORPORATION
CLAUSSEN, DAWN MARIECHIEF OPERATING OFFICER5445747
DAMIANI, NICHOLAS ARTHURCHIEF ADMINISTRATIVE OFFICER5669491
JASPER, AARON TCHIEF EXECUTIVE OFFICER5016734
SABOL, RYAN STEPHENMANAGING PRINCIPAL4419285
SHANNON, DEBRA DAWNCHIEF COMPLIANCE OFFICER5021297

Disclosures

Regulatory Event2
Arbitration8

Red Flags

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Company Information

MUTUAL SECURITIES, INC.

CRD#: 13092Pella, IA 50219

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