RR
Raul A. Renteria
GELBER SECURITIES
Chicago, IL 60654
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CRD#: 7491811
RR
Professional summary
Raul Antonio Renteria is a registered financial professional currently at GELBER SECURITIES, LLC located in Chicago, Illinois.
Raul is registered as a RR (Registered Representative) and started their career in finance in 2022. Raul has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Raul Antonio Renteria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2022 - Present
GELBER SECURITIES, LLC
Office #1: 350 N.orleans St S10000, Chicago, IL 60654BD
CRD#: 18367
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 7/26/2022
Securities Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GELBER SECURITIES, LLC
GELBER SECURITIES INC. | GELBER SECURITIES, LLC
CRD#: 18367 / SEC#: , 8-36696
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
350 N.orleans St S10000, Chicago, IL 60654
Mailing Address
350 North Orleans St S10000, Chicago, IL 60654
Phone number
(312) 408-4354
Established
Delaware since 12/31/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | |
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER | 7262848 |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | |
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 |
| HILBURGER, JAMES ROBERT | CHIEF FINANCIAL OFFICER/ PRINCIPAL FINANCIAL OFFICER | 4570079 |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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