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FIRM PROFILE
Overview
GELBER SECURITIES, LLC is located at 350 N.orleans St S10000, Chicago, IL 60654 and was first established at Chicago, Delaware in 12/31/1999. After operating for 26 years, GELBER SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GELBER SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GELBER SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GELBER SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GELBER SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GELBER SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GELBER SECURITIES, LLC Comes From
Understanding the Statistics for GELBER SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
350 N.orleans St S10000, Chicago, IL 60654
350 North Orleans St S10000, Chicago, IL 60654
Small
(312) 408-4354
Delaware since 12/31/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | ||
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER | 7262848 | |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | ||
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 | |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 | |
| HILBURGER, JAMES ROBERT | CHIEF FINANCIAL OFFICER/ PRINCIPAL FINANCIAL OFFICER | 4570079 | |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 | |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
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Advisor's working at GELBER SECURITIES, LLC
Jeffrey Joseph Hlavacek
Don William Duffy
Maximus Alexander Beach
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