KW
Kristilyn Wilkinson
HAROLD DANCE INVESTMENTS
Logan, UT 84321
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CRD#: 7488891
KW
Professional summary
Kristilyn Wilkinson, who also goes by Kristilyn Jensen, is a registered financial advisor currently at HAROLD DANCE INVESTMENTS located in Logan, Utah.
Kristilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kristilyn has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristilyn Jensen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of other business: Texas Tech University. The business is not investment-related. Address of other business: Box 41210, Lubbock, TX 79409-1210 The nature of the other business is education & teaching. The positions and titles are Senior Lecturer. The start date of the relationship is January 2024. Approximately 20 hours per week during spring and fall semesters are devoted to the other business, all of which occur during securities trading hours. My duties include instructing students on basic financial management topics such as debt, credit, budgeting, savings, insurance, investing, home ownership, and retirement.
CRS (Client Relationship Summary) - RIA
Click below to view Kristilyn Wilkinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristilyn Wilkinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2022 - Present
HAROLD DANCE INVESTMENTS
Office #1: 72 E Center Street, Logan, UT 84321RIA
BD
CRD#: 1582
Logan, UT
Current
February 28, 2022 - Present
HAROLD DANCE INVESTMENTS
Office #1: 72 E Center Street, Logan, UT 84321RIA
BD
CRD#: 1582
Logan, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAROLD DANCE INVESTMENTS
HAROLD DANCE BROKERAGE | HAROLD W. DANCE INC. | HAROLD DANCE INVESTMENTS
CRD#: 1582 / SEC#: 801-129647, 8-12160
RIA
Registered Investment Advisory firm - SEC (4/19/2024 Approved)Idaho
Registered Investment Advisory firm - SEC (5/15/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (5/16/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(3/14/2022)
RR
Utah(3/14/2022)
IAR
Utah(4/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/26/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HAROLD DANCE INVESTMENTS
HAROLD DANCE BROKERAGE | HAROLD W. DANCE INC. | HAROLD DANCE INVESTMENTS
CRD#: 1582 / SEC#: 801-129647, 8-12160
RIA
Registered Investment Advisory firm - SEC (4/19/2024 Approved)Idaho
Registered Investment Advisory firm - SEC (5/15/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (5/16/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
72 E Center Street, Logan, UT 84321
Mailing Address
72 E Center Street, Logan, UT 84321
Phone number
(435) 752-8484
Established
Utah since 03/31/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7
SEC notice filing (5 States and Territories)
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 132,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
