Carlos J. Vazquez
Professional summary
Carlos Jesus Vazquez is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2022. Carlos has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Jesus Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2023 - Present
THE TIDAL GROUP, INC.
Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413February 7, 2022 - January 17, 2023
THE CHAMPION GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(1/7/2025)
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Exams
Series 22TO
Date: 2/7/2022
Direct Participation Programs Representative ExaminationFINRA
Current Firm
THE TIDAL GROUP, INC.
CRD#: 39782 / SEC#: , 8-48809
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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