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Find, Compare and Monitor Financial Advisors at THE TIDAL GROUP, INC.

CRD#: 39782
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE TIDAL GROUP, INC. is located at 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413 and was first established at Dallas, Texas in 02/23/1995. After operating for 31 years, THE TIDAL GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE TIDAL GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. THE TIDAL GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE TIDAL GROUP, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE TIDAL GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE TIDAL GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE TIDAL GROUP, INC. Comes From

Understanding the Statistics for THE TIDAL GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Mailing Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Firm Size
Small
Phone Number
(210) 659-1446
Established
Texas since 02/23/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NOVIKOFF, LEE MICHAELCHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, PRESIDENT, SECRETARY, TREASURER, PRINCIPAL2684973
HOBSON, HARRY MICHAELPRINCIPAL2802434
PEACOCK, LINDA MPRINCIPAL3226616
RUBAR, CORY DANIELPRINCIPAL7943530

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Advisor's working at THE TIDAL GROUP, INC.

VM

Vijay Mehra

Ricky Mehra
RR
CRD#: 8050908
Location:
Schertz, TX 78154-2413
Company:
THE TIDAL GROUP, INC.
Disclosures:
Experience:
1 year
View Profile
AA

Anthony Joseph Francis Aloia

Joe Aloia, Joseph Francis Aloia
RR
CRD#: 5277917
Location:
Schertz, TX 78154-2413
Company:
THE TIDAL GROUP, INC.
Disclosures:
Experience:
18 years
View Profile
CM

Craig A Menn

RR
CRD#: 5511545
Location:
Schertz, TX 78154-2413
Company:
THE TIDAL GROUP, INC.
Disclosures:
Experience:
17 years
View Profile
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